Job Description
The risk control specialist serves as a critical business center to monitor transaction situations, perform bookkeeping, risk control, and coordination work. This role is essential for maintaining the integrity of financial operations and ensuring compliance with regulatory standards. The specialist will be responsible for identifying potential risks, implementing control measures, and collaborating with cross-functional teams to mitigate financial exposure. The position requires a deep understanding of market dynamics, financial systems, and legal frameworks to support effective risk management strategies.
Key Responsibilities
- Monitor market maker activities to ensure compliance with the assessment system's requirements, analyzing their behavior for potential risks and anomalies.
- Facilitate technical and account docking processes with market makers, aligning operations with their specific needs and ensuring seamless integration.
- Oversee fund risk control, including the accounting of invested funds and the post-investment settlement of wealth management business departments.
- Coordinate with financial, legal, and other relevant departments to address fund investment-related challenges and ensure alignment with organizational goals.
- Develop and maintain risk assessment protocols, utilizing data analysis tools to evaluate market trends and financial performance.
- Prepare comprehensive reports on risk exposure, providing actionable insights to senior management and stakeholders.
- Collaborate with compliance teams to ensure adherence to legal and regulatory requirements in all financial operations.
- Identify and implement improvements to existing risk control processes, enhancing efficiency and reducing potential vulnerabilities.
Job Requirements
- Proven experience in risk management, preferably within the financial services industry, with a focus on market maker operations and fund investments.
- Strong understanding of financial systems, including bookkeeping processes, risk assessment frameworks, and wealth management protocols.
- Excellent analytical skills to evaluate market data, identify risks, and make informed decisions to mitigate financial exposure.
- Ability to coordinate effectively with cross-functional teams, including legal, compliance, and technical departments, to ensure seamless operations.
- Proficiency in using risk assessment tools and software to monitor transactions and analyze market trends.
- Knowledge of regulatory requirements and compliance standards relevant to financial markets and investment activities.
- Strong communication skills to convey complex financial information to stakeholders and collaborate with external partners.
- Attention to detail and organizational skills to manage multiple tasks simultaneously and ensure accuracy in financial reporting.
